Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Barnes

    IRN GXB01355

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 26 Jul 2002)
  • Gerard Nicholas Gregg-Smith

    IRN GNG01006

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 23 Jul 2003)
  • Gerard Whelan

    IRN GXW00265

    • [FCA CF] Client dealing (1 Dec 2021 to 18 Dec 2024)
  • Ghislaine Allilaire

    IRN GXA01128

    • CF23 Corporate Finance Adviser (5 May 2005 to 12 Feb 2007)
  • Gianluca Lorenzon

    IRN GXL01205

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Oct 2007)
  • Giles Taylor

    IRN GBT01009

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (23 Dec 2008 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Gillian Dawn Butchart

    IRN GDB01045

    • CF30 Customer (1 Nov 2007 to 12 Feb 2008)
    • CF23 Corporate Finance Adviser (26 Oct 2004 to 31 Oct 2007)
  • Glen Hall

    IRN GXH01295

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Dec 2003)
  • Goran Nilsson

    IRN GXN01073

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 19 Oct 2007)
  • Gordon John White

    IRN GJW01113

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.