Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Gerard Barnes
IRN GXB01355
- CF23 Corporate Finance Adviser (30 Apr 2002 to 26 Jul 2002)
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Gerard Nicholas Gregg-Smith
IRN GNG01006
- CF23 Corporate Finance Adviser (30 Apr 2002 to 23 Jul 2003)
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Gerard Whelan
IRN GXW00265
- [FCA CF] Client dealing (1 Dec 2021 to 18 Dec 2024)
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Ghislaine Allilaire
IRN GXA01128
- CF23 Corporate Finance Adviser (5 May 2005 to 12 Feb 2007)
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Gianluca Lorenzon
IRN GXL01205
- CF23 Corporate Finance Adviser (30 Apr 2002 to 4 Oct 2007)
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Giles Taylor
IRN GBT01009
- [FCA CF] Client dealing (since 1 Dec 2021)
- CF30 Customer (23 Dec 2008 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Gillian Dawn Butchart
IRN GDB01045
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF23 Corporate Finance Adviser (26 Oct 2004 to 31 Oct 2007)
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Glen Hall
IRN GXH01295
- CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Dec 2003)
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Goran Nilsson
IRN GXN01073
- CF23 Corporate Finance Adviser (30 Apr 2002 to 19 Oct 2007)
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Gordon John White
IRN GJW01113
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF23 Corporate Finance Adviser (27 Feb 2006 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.