Kohlberg Kravis Roberts & Co. Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Brodie

  IRN CXB00287

  • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
• Cong XU

  IRN CXX01013

  • CF30 Customer (15 Jun 2016 to 8 Mar 2019)
• Craig McDonald

  IRN CXM01037

  • [FCA CF] Significant management (since 18 Mar 2024)
• Cristina Garcia-Conde Serna

  IRN CXG12673

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Mar 2019 to 8 Dec 2019)
• Cristina Gonzalez Rodriguez

  IRN CXG01668

  • [FCA CF] Manager of certification employee (since 22 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Mar 2015 to 8 Dec 2019)
• Daisy Field

  IRN DXF00058

  • [FCA CF] Client dealing (since 3 Mar 2022)
• Daniel Arnoud Knottenbelt

  IRN DAK01047

  • [FCA CF] Manager of certification employee (22 May 2023 to 12 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2023)
  • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
• Darya Anishchanka

  IRN DXA00135

  • [FCA CF] Client dealing (28 Apr 2020 to 14 Sep 2021)
• David Edwards

  IRN DXE00075

  • [FCA CF] Client dealing (24 Feb 2022 to 4 Dec 2023)
• Dawid Lukaszuk

  IRN DXL00238

  • [FCA CF] Client dealing (2 Aug 2021 to 31 Mar 2022)

No changes recorded yet.