Colin Brodie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ares Management Limited

    FRN 455547

    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF16 Compliance Oversight (since 15 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2024)
  • Ares Management UK Limited

    FRN 613497

    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2024)
    • SMF16 Compliance Oversight (since 15 Feb 2024)
  • Ares European Loan Management LLP

    FRN 737906

    • [FCA CF] Material risk taker (since 31 Mar 2024)
    • SMF16 Compliance Oversight (since 15 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Feb 2024)
  • Kohlberg Kravis Roberts & Co. Partners LLP (no longer approved here)

    FRN 593180

    • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)
  • KKR Capital Markets Partners LLP (no longer approved here)

    FRN 914144

    • [FCA CF] Significant management (9 Dec 2019 to 16 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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