KKR Capital Markets Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDRE JAMES LENNON-SMITH

  IRN AJL01272

  • [FCA CF] Manager of certification employee (5 Apr 2024 to 14 May 2025)
  • [FCA CF] Client dealing (21 Jul 2022 to 14 May 2025)
• Adrien Renner

  IRN AXR00822

  • [FCA CF] Client dealing (since 9 Jan 2025)
• Ahmad Ashraf

  IRN AXA01032

  • [FCA CF] Significant management (since 8 Mar 2024)
• Ahmed Jalal Khan

  IRN AJK01142

  • [FCA CF] Client dealing (6 Jan 2022 to 30 Sep 2022)
• Akshat Khaitan

  IRN AHK01055

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Aled John

  IRN AXJ01479

  • [FCA CF] Material risk taker (since 7 Jul 2022)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Alexandre Olivier Gerber

  IRN AOG00009

  • [FCA CF] Significant management (since 14 Feb 2025)
  • [FCA CF] Client dealing (since 2 Dec 2024)
• Alexis Burger

  IRN AXB00712

  • [FCA CF] Client dealing (since 4 Oct 2022)
• Alice Bush

  IRN AEB01128

  • [FCA CF] Manager of certification employee (since 3 Mar 2025)
  • [FCA CF] Significant management (since 22 Feb 2025)
  • [FCA CF] Client dealing (since 24 Nov 2021)
• Alice Melnik

  IRN AXM00970

  • [FCA CF] Client dealing (13 Jun 2022 to 30 Apr 2026)

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