KKR Capital Markets Partners LLP

• Principal Place of Business

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

  Web

  https://www.kkr.com

• Complaints Contact

  18 Hanover Square

  London

  W1S 1JY

  UNITED KINGDOM

  Phone

  +442078399800

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Edwards

  IRN AXE00219

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Oct 2023)
• Ana Brajovic

  IRN AXB02514

  • [FCA CF] Client dealing (2 May 2022 to 25 Jul 2024)
• Andrew Cocks

  IRN ADC01178

  • [FCA CF] Manager of certification employee (22 May 2023 to 3 May 2024)
  • [FCA CF] Client dealing (13 Sep 2021 to 3 May 2024)
• Anthony Edward Robert Drewery

  IRN AXD00481

  • [FCA CF] Material risk taker (7 Jul 2022 to 15 Aug 2025)
  • [FCA CF] Significant management (7 Oct 2021 to 15 Aug 2025)
• Antoine Maduzzi

  IRN AXP42086

  • [FCA CF] Manager of certification employee (since 31 Oct 2024)
  • [FCA CF] Client dealing (since 17 Nov 2022)
• Benjamin Hooijer

  IRN BXH75924

  • [FCA CF] Client dealing (since 27 Apr 2020)
• Blaine Douglas MacDougald

  IRN BDM01054

  • [FCA CF] Client dealing (since 12 Jan 2022)
• Blake Shorthouse

  IRN BJS01061

  • [FCA CF] Manager of certification employee (22 May 2023 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
• Carl Johan Lithander

  IRN CJL01087

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2022)
• Christy Corbett Morrison

  IRN CCM01082

  • [FCA CF] Client dealing (since 31 Mar 2026)

No changes recorded yet.