ANDRE JAMES LENNON-SMITH

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF30 Customer (since 3 Dec 2025)
Vista Equity Partners Management Limited
FRN 980351
- (1)Employed By (since 3 Dec 2025)
KKR Capital Markets Partners LLP (no longer approved here)
FRN 914144
- [FCA CF] Manager of certification employee (5 Apr 2024 to 14 May 2025)
- [FCA CF] Client dealing (21 Jul 2022 to 14 May 2025)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- CF30 Customer (15 Dec 2011 to 23 Jan 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.