Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (22 May 2023 to 12 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Dec 2023)
- [FCA CF] Significant management (9 Dec 2019 to 12 Dec 2023)
- CF30 Customer (13 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 20 Aug 2018)
- CF27 Investment Management (30 May 2003 to 31 Oct 2007)
- CF4 Partner (11 Feb 2002 to 29 Mar 2018)
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- CF2 Non Executive Director (13 Sep 2007 to 1 Aug 2016)
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- CF2 Non Executive Director (13 Sep 2007 to 1 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.