Koch Metals Trading Limited

• Principal Place of Business

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

  Web

  https://www.kochmetals.com

• Complaints Contact

  20 Wood Street

  3rd Floor

  London

  EC2V 7AF

  UNITED KINGDOM

  Phone

  +442076486532

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Osman Darr

  IRN OXD01157

  • CF30 Customer (6 Oct 2017 to 3 Jan 2018)
• Paul Andrew Barwell

  IRN PAB01191

  • CF21 Investment Adviser (30 Nov 2004 to 15 Feb 2007)
• Paul Temple

  IRN PJT01115

  • CF21 Investment Adviser (17 Sep 2003 to 16 Apr 2006)
  • CF26 Customer Trading (1 Aug 2003 to 1 Oct 2003)
• Peter Anthony Schluter

  IRN PAS01150

  • CF29 Significant management (30 Mar 2011 to 15 Nov 2012)
  • CF30 Customer (1 Mar 2011 to 15 Nov 2012)
• Phillip James Hayston

  IRN PJH01213

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 26 Apr 2002)
• Rafael Caporale

  IRN RXC01546

  • [FCA CF] Proprietary trader (since 1 May 2024)
  • [FCA CF] Client dealing (since 1 May 2024)
• Richard Elliot Grover

  IRN RXG00410

  • [FCA CF] Proprietary trader (since 7 Feb 2023)
  • [FCA CF] Client dealing (since 7 Feb 2023)
• Richard James Michael Baron

  IRN RJB01299

  • CF10 Compliance Oversight (17 Jul 2014 to 1 May 2018)
  • CF11 Money Laundering Reporting (17 Jul 2014 to 1 May 2018)
• Roberto Rosales

  IRN RXR01169

  • CF26 Customer Trading (12 Nov 2004 to 31 Aug 2006)
• Roland Beales

  IRN RXB02287

  • CF30 Customer (7 Feb 2014 to 3 Jan 2018)

No changes recorded yet.