Koch Metals Trading Limited

Date authorised
1 April 2013
Companies House
03320973
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532
    Web
    https://www.kochmetals.com

  • Complaints Contact

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sakhila Mona Mirza

    IRN MXS02556

    • CF11 Money Laundering Reporting (16 Oct 2013 to 12 Dec 2013)
    • CF10 Compliance Oversight (16 Oct 2013 to 12 Dec 2013)
  • Samantha Jane Featherstone

    IRN SJF01193

    • CF30 Customer (1 Nov 2007 to 27 Jan 2010)
    • CF21 Investment Adviser (26 Mar 2007 to 31 Oct 2007)
  • Sebastian Aeschbach

    IRN SXA02292

    • CF30 Customer (24 Jan 2013 to 17 Mar 2014)
  • Simon Martin

    IRN SXM02974

    • CF11 Money Laundering Reporting (23 Jul 2012 to 7 Jan 2013)
    • CF10 Compliance Oversight (23 Jul 2012 to 7 Jan 2013)
  • Stanislav Petyov Petkov

    IRN SPP01106

    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
  • Stanley John Kirby

    IRN SJK01055

    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Aug 2002)
    • CF1 Director (1 Dec 2001 to 23 Aug 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Aug 2002)
  • Stephen Ferdinand Upot

    IRN SFU01001

    • CF21 Investment Adviser (8 May 2002 to 31 May 2004)
  • Stephen James Hoad

    IRN SJH01351

    • CF29 Significant management (27 Jan 2010 to 16 Jun 2010)
    • CF30 Customer (12 Feb 2009 to 16 Jun 2010)
    • CF28 Systems and controls (1 Nov 2007 to 12 Feb 2009)
    • CF14 Risk Assessment (2 Feb 2004 to 31 Oct 2007)
  • Stephen Mawer

    IRN SPM01101

    • CF2 Non Executive Director (1 Dec 2001 to 3 Jun 2014)
  • Steven John Griffiths

    IRN SJG01280

    • CF28 Systems and controls (19 Feb 2009 to 30 Jul 2012)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.