Koch Metals Trading Limited

Date authorised
1 April 2013
Companies House
03320973
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532
    Web
    https://www.kochmetals.com

  • Complaints Contact

    20 Wood Street
    3rd Floor
    London
    EC2V 7AF
    UNITED KINGDOM
    Phone
    +442076486532

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Curtis Capon

    IRN SCC01044

    • CF26 Customer Trading (1 Dec 2001 to 6 Jan 2003)
  • Thomas Edward Parkin

    IRN TEP01012

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
  • Thomas Pimpinelli

    IRN TXP00165

    • [FCA CF] Client dealing (9 Dec 2021 to 2 Dec 2024)
    • [FCA CF] Proprietary trader (9 Dec 2021 to 2 Dec 2024)
  • Timothy Patrick Gillette

    IRN TPG01013

    • CF26 Customer Trading (13 May 2003 to 29 Apr 2005)
  • Tin Chuen Cheng

    IRN TCC01022

    • CF30 Customer (1 Nov 2007 to 21 Jan 2008)
    • CF21 Investment Adviser (2 May 2003 to 6 Aug 2004)
    • CF26 Customer Trading (26 Oct 2002 to 2 May 2003)
  • Tjeerd Edward Johannus Konst

    IRN TEK01001

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)
  • William Michael McCarthy

    IRN WMM01021

    • CF11 Money Laundering Reporting (9 Dec 2002 to 22 Sep 2006)
    • CF10 Compliance Oversight (7 Nov 2002 to 22 Sep 2006)
  • Xiao Tan

    IRN XXT01065

    • CF30 Customer (18 Dec 2009 to 2 Sep 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.