Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 30 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2022)
    • CF30 Customer (18 Feb 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (22 May 2008 to 2 Apr 2012)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 27 Feb 2008)
    • CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
  • Koch Metals Trading Limited (no longer approved here)

    FRN 184882

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.