Date authorised
2 April 2013
Companies House
OC380164
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800
  • Complaints Contact

    18 Hanover Square
    London
    W1S 1JY
    UNITED KINGDOM
    Phone
    +442078399800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hanna Kereszturi

    IRN HXK00167

    • [FCA CF] Client dealing (since 13 Jul 2022)
  • Ian Anderson

    IRN IXA01547

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Oct 2015 to 8 Dec 2019)
  • Irene Yee-Tin Chen

    IRN IYC01001

    • CF30 Customer (15 Sep 2017 to 13 Nov 2018)
  • James Hatchley

    IRN JGH01068

    • CF4 Partner (7 Oct 2015 to 7 Apr 2016)
  • James Newman

    IRN JXN01092

    • [FCA CF] Manager of certification employee (since 22 May 2023)
    • [FCA CF] Material risk taker (since 7 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Sep 2017 to 8 Dec 2019)
  • James Scott Jankoski

    IRN JSJ01050

    • CF30 Customer (20 Jan 2017 to 1 Jan 2018)
  • Jean-Marc Ciancimino

    IRN JXC01449

    • CF4 Partner (2 Apr 2013 to 13 Jun 2018)
    • CF30 Customer (2 Apr 2013 to 31 Dec 2018)
    • CF3 Chief Executive (2 Apr 2013 to 13 Jun 2018)
  • Jill Henn

    IRN JXH00421

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2023)
  • Joana Tania Hoeding

    IRN TXH62309

    • [FCA CF] Client dealing (10 Jan 2025 to 1 Apr 2026)
  • John Howard

    IRN JEH01265

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2022)
    • CF30 Customer (24 Aug 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.