Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • All Seas Capital Partners Ltd (no longer approved here)

    FRN 934423

    • (6)SMF3 Executive Director (4 Jan 2021 to 23 Apr 2026)
    • (7)[FCA CF] Client dealing (4 Jan 2021 to 23 Apr 2026)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (11 Sep 2019 to 4 Jan 2021)
    • CF30 Customer (11 Sep 2019 to 4 Jan 2021)
  • KKR Credit Advisors (EMEA) LLP (no longer approved here)

    FRN 592969

    • CF3 Chief Executive (2 Apr 2013 to 13 Jun 2018)
    • CF30 Customer (2 Apr 2013 to 31 Dec 2018)
    • CF4 Partner (2 Apr 2013 to 13 Jun 2018)
  • BDCM UK LIMITED (no longer approved here)

    FRN 192163

    • CF21 Investment Adviser (19 Dec 2003 to 30 Mar 2007)
  • PGIM Private Capital Limited (no longer approved here)

    FRN 172071

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at All Seas Capital Partners Ltd

  2. controlled function removed: SMF3 Executive Director at All Seas Capital Partners Ltd

  3. controlled function added: (6)SMF3 Executive Director at All Seas Capital Partners Ltd

  4. controlled function added: (7)[FCA CF] Client dealing at All Seas Capital Partners Ltd