KIRKOSWALD CAPITAL MANAGEMENT LIMITED

• Principal Place of Business

  Lower Ground Floor

  110 Park Street

  London

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442071503680

  Web

  https://www.kirkoswald.com

• Complaints Contact

  Lower Ground Floor

  110 Park Street

  London

  W1K 6NX

  UNITED KINGDOM

  Phone

  +442071503680

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Michael Squires

  IRN NMS01061

  • [FCA CF] Client dealing (since 25 May 2022)
• Nicholas Bertil Peacock

  IRN NBP01017

  • CF30 Customer (1 Nov 2007 to 22 Sep 2008)
• Nicholas William Sanders Mock

  IRN NWM01030

  • [FCA CF] Client dealing (26 Mar 2021 to 22 Aug 2023)
  • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
• Nikola Zujic

  IRN NXZ01003

  • CF27 Investment Management (7 Mar 2006 to 18 May 2007)
• Owain Llyr Thomas

  IRN OLT00004

  • [FCA CF] Client dealing (since 25 Mar 2021)
  • CF30 Customer (28 Feb 2018 to 8 Dec 2019)
• Paul Carl Schorr IV

  IRN PXS00305

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Feb 2025)
• Paul Carl Schorr IV

  IRN PCS01103

  • CF2 Non Executive Director (26 Feb 2015 to 8 Dec 2019)
• Peter Fegelman

  IRN PXF01198

  • CF1 Director (17 Jun 2004 to 30 Sep 2006)
• Peter Lawrence Whiting

  IRN PLW01043

  • CF10 Compliance Oversight (17 Jun 2004 to 16 Aug 2005)
• Peter Maskrey

  IRN PXM01344

  • CF10 Compliance Oversight (4 Mar 2010 to 2 Oct 2012)

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