KIRKOSWALD CAPITAL MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Lower Ground Floor110 Park StreetLondonW1K 6NXUNITED KINGDOM- Phone
- +442071503680
-
Complaints Contact
Lower Ground Floor110 Park StreetLondonW1K 6NXUNITED KINGDOM- Phone
- +442071503680
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Raul Rhodes McGregor
IRN RRM01030
- SMF3 Executive Director (9 Dec 2019 to 13 Feb 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (17 Jun 2004 to 8 Dec 2019)
- CF26 Customer Trading (17 Jun 2004 to 31 Oct 2007)
-
Richard Brendan Walsh
IRN RBW01024
- CF27 Investment Management (17 Jun 2004 to 20 Apr 2007)
-
Robin Michael Roy
IRN RMR01021
- CF10 Compliance Oversight (23 Aug 2005 to 14 Sep 2005)
-
Robin Simon Graham Oliver
IRN RSO01007
- CF10 Compliance Oversight (22 Sep 2005 to 27 Nov 2007)
-
Ryan Mark Millikan
IRN RXM00356
- [FCA CF] Material risk taker (since 4 Mar 2026)
- [FCA CF] Manager of certification employee (since 4 Mar 2026)
- [FCA CF] Client dealing (since 11 Jan 2021)
-
Sandip Taylor
IRN SXT01382
- CF30 Customer (16 May 2013 to 19 Mar 2014)
-
Sara Louise Ritchie
IRN SLR01080
- CF30 Customer (15 Jun 2015 to 23 Jul 2018)
-
Sean Harding
IRN SXH01494
- [FCA CF] Client dealing (since 1 May 2025)
-
Shah Rishad Ahmed
IRN SRA01085
- [FCA CF] Client dealing (14 Feb 2023 to 8 Apr 2025)
- CF30 Customer (27 Aug 2013 to 2 Sep 2016)
-
Simon Kingsbury
IRN SXK01671
- CF11 Money Laundering Reporting (21 Jul 2009 to 28 Aug 2013)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.