Kirk Newsholme Financial Planning Limited

• Principal Place of Business

  4315 Park Approach

  Leeds

  West Yorkshire

  LS15 8GB

  UNITED KINGDOM

  Phone

  +4401132044214

  Web

  https://www.knfp.co.uk

• Complaints Contact

  4315 Park Approach

  Leeds

  West Yorkshire

  LS15 8GB

  UNITED KINGDOM

  Phone

  +4401132044214

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Alexander Decunha

  IRN AAD01024

  • CF1 Director (1 Nov 2011 to 28 Nov 2013)
  • CF30 Customer (1 Nov 2011 to 28 Nov 2013)
• Graham Kirk

  IRN GXK01190

  • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2024)
  • CF1 Director (12 Oct 2006 to 8 Dec 2019)
• Guy Thomas Austin

  IRN GTA01015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 15 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2021)
• Jill Lorraine Wright

  IRN JLW01120

  • CF1 Director (21 Nov 2006 to 6 Dec 2019)
• Justin Peter Smith

  IRN JPS01199

  • SMF3 Executive Director (9 Dec 2019 to 5 Aug 2022)
  • CF1 Director (12 Oct 2006 to 8 Dec 2019)
• Mark David Templeton

  IRN MDT01079

  • CF1 Director (12 Oct 2006 to 1 Dec 2016)
• Peter Bryan Blinkhorn

  IRN PBB00009

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
  • [FCA CF] Client dealing (since 27 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Aug 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (12 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (12 Oct 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Oct 2006 to 8 Dec 2019)
  • CF1 Director (12 Oct 2006 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 Oct 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (12 Oct 2006 to 31 Mar 2009)
• Richard Thomas Leonard

  IRN RTL00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 20 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
  • [FCA CF] Client dealing (since 27 Nov 2020)
  • CF1 Director (30 Apr 2014 to 6 Dec 2019)
  • CF30 Customer (30 Apr 2014 to 8 Dec 2019)
• Wayne Darrell Vernon

  IRN WDV01002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2021)
  • [FCA CF] Client dealing (since 6 Oct 2021)

No changes recorded yet.