Richard Thomas Leonard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Newsholme Financial Planning Limited

    FRN 456138

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 20 Feb 2024)
    • [FCA CF] Client dealing (since 27 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
    • CF30 Customer (30 Apr 2014 to 8 Dec 2019)
    • CF1 Director (30 Apr 2014 to 6 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF22 Investment Adviser (Trainee) (15 Jan 2002 to 15 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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