Guy Thomas Austin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kirk Newsholme Financial Planning Limited

    FRN 456138

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2021)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (27 Sep 2010 to 31 Dec 2013)
  • The Partners of the Private Office LLP (no longer approved here)

    FRN 490188

    • Employed By (27 Sep 2010 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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