King Street (Europe) LLP

• Principal Place of Business

  King Street

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402070040100

  Web

  https://www.kingstreet.com

• Complaints Contact

  King Street

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +4402070040100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Domenico Lia

  IRN DXL01390

  • [FCA CF] Client dealing (since 22 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • CF4 Partner (7 Jan 2019 to 8 Dec 2019)
• Duncan Karl Farley

  IRN DKF01006

  • CF30 Customer (7 Jan 2010 to 24 May 2013)
  • CF4 Partner (7 Jan 2010 to 24 May 2013)
• Federico Rossini

  IRN FXR01271

  • [FCA CF] Client dealing (since 19 Mar 2021)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Galia Velimukhametova

  IRN GXV01029

  • CF30 Customer (1 Nov 2007 to 9 May 2008)
  • CF11 Money Laundering Reporting (19 Sep 2005 to 31 Jan 2008)
  • CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (19 Sep 2005 to 31 Jan 2008)
  • CF4 Partner (19 Sep 2005 to 9 May 2008)
  • CF8 Apportionment and Oversight (19 Sep 2005 to 31 Oct 2007)
  • CF3 Chief Executive (19 Sep 2005 to 9 May 2008)
• Gavin Simon Phillips

  IRN GSP01031

  • CF30 Customer (9 May 2016 to 8 Dec 2019)
• Gianluca Capone

  IRN GXC01893

  • [FCA CF] Client dealing (since 22 Mar 2021)
• Giovanni Luna

  IRN GXL01196

  • [FCA CF] Client dealing (19 Mar 2021 to 14 Mar 2025)
  • CF30 Customer (10 Jun 2014 to 8 Dec 2019)
• Graham Morrison

  IRN GXM02060

  • [FCA CF] Client dealing (19 Mar 2021 to 3 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2020 to 31 May 2022)
  • SMF16 Compliance Oversight (25 Feb 2020 to 31 May 2022)
  • CF11 Money Laundering Reporting (4 Jun 2013 to 26 Jun 2015)
  • CF10 Compliance Oversight (10 Sep 2012 to 26 Jun 2015)
• Grainne Langan

  IRN GXL00128

  • [FCA CF] Client dealing (19 Mar 2021 to 3 Jan 2024)
• Guido Felix Lang

  IRN GFL01014

  • CF30 Customer (24 Oct 2013 to 15 Nov 2019)

No changes recorded yet.