Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pictet Asset Management Limited
FRN 181966
- [FCA CF] Client dealing (since 1 Feb 2020)
- CF30 Customer (23 May 2019 to 8 Dec 2019)
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- CF30 Customer (11 Jul 2008 to 5 Nov 2018)
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- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF8 Apportionment and Oversight (19 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)
- CF3 Chief Executive (19 Sep 2005 to 9 May 2008)
- CF4 Partner (19 Sep 2005 to 9 May 2008)
- CF10 Compliance Oversight (19 Sep 2005 to 31 Jan 2008)
- CF11 Money Laundering Reporting (19 Sep 2005 to 31 Jan 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.