Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Feb 2020)
    • CF30 Customer (23 May 2019 to 8 Dec 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (11 Jul 2008 to 5 Nov 2018)
  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • CF30 Customer (1 Nov 2007 to 9 May 2008)
    • CF8 Apportionment and Oversight (19 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)
    • CF3 Chief Executive (19 Sep 2005 to 9 May 2008)
    • CF4 Partner (19 Sep 2005 to 9 May 2008)
    • CF10 Compliance Oversight (19 Sep 2005 to 31 Jan 2008)
    • CF11 Money Laundering Reporting (19 Sep 2005 to 31 Jan 2008)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.