Graham Morrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King Street (Europe) LLP (no longer approved here)

    FRN 432783

    • [FCA CF] Client dealing (19 Mar 2021 to 3 Jan 2024)
    • SMF16 Compliance Oversight (25 Feb 2020 to 31 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2020 to 31 May 2022)
    • CF11 Money Laundering Reporting (4 Jun 2013 to 26 Jun 2015)
    • CF10 Compliance Oversight (10 Sep 2012 to 26 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.