Khepri Fund Management Limited

• Principal Place of Business

  95 Chancery Lane

  London

  Camden

  WC2A 1DT

  UNITED KINGDOM

  Phone

  +442033765900

  Web

  https://www.khepri.com

• Complaints Contact

  95 Chancery Lane

  London

  WC2A 1DT

  UNITED KINGDOM

  Phone

  +442033765900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Alexander Weiller

  IRN MAW01371

  • CF1 Director (AR) (26 May 2017 to 7 Jun 2018)
  • CF30 Customer (26 May 2017 to 7 Jun 2018)
• Mark Derek Whitcroft

  IRN MDW01084

  • CF30 Customer (16 Jul 2015 to 2 Nov 2018)
  • CF4 Partner (AR) (16 Jul 2015 to 2 Nov 2018)
• Mark Ian Beeston

  IRN MIB01017

  • CF4 Partner (AR) (4 Dec 2014 to 8 Nov 2018)
  • CF30 Customer (4 Dec 2014 to 8 Nov 2018)
• Mark James Gerard Wright

  IRN MJW01641

  • CF4 Partner (AR) (1 Sep 2017 to 13 Feb 2019)
• Matthew Donald Jeremy Hudson

  IRN MDH01061

  • [FCA CF] Client dealing (1 Apr 2021 to 7 Mar 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2022)
  • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
  • CF1 Director (AR) (1 Feb 2016 to 22 Jul 2022)
  • Responsible for Insurance Mediation (14 Sep 2012 to 3 Jun 2016)
  • CF1 Director (28 Oct 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Oct 2008 to 3 Jun 2016)
  • CF10 Compliance Oversight (28 Oct 2008 to 3 Jun 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 1 Aug 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Aug 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Max Anthony Hilton

  IRN MXH00809

  • SMF3 Executive Director (2 Sep 2022 to 3 Jul 2023)
• Maxwell Konrad Trautman

  IRN MKT01007

  • CF30 Customer (7 Jun 2018 to 13 Aug 2019)
  • CF1 Director (AR) (7 Jun 2018 to 13 Aug 2019)
• Michael Ian Booth

  IRN MXB27009

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2021)
  • SMF16 Compliance Oversight (since 25 Mar 2020)
  • SMF3 Executive Director (since 25 Mar 2020)
• Michael Wright

  IRN MXW01816

  • CF30 Customer (13 Mar 2009 to 15 Jun 2010)
  • CF1 Director (13 Mar 2009 to 15 Jun 2010)
• Michele de Michelis

  IRN MXD02514

  • CF1 Director (AR) (1 Dec 2015 to 29 Jun 2016)

• Sprints Partners LLP (no longer appointed)

  FRN 745895 · Appointed 3 May 2016 · Until 18 Sep 2019

• Rocksure Property Ltd (no longer appointed)

  FRN 730527 · Appointed 30 Dec 2015 · Until 31 Jul 2018

• Volpi Capital LLP (no longer appointed)

  FRN 724818 · Appointed 9 Nov 2015 · Until 1 Oct 2018

• Beacon Capital LLP (no longer appointed)

  FRN 723250 · Appointed 26 Oct 2015 · Until 31 Aug 2016

• TIA Capital Limited (no longer appointed)

  FRN 722917 · Appointed 23 Oct 2015 · Until 18 Sep 2019

• Syntaxis Capital LLP (no longer appointed)

  FRN 719072 · Appointed 2 Oct 2015 · Until 31 Dec 2018

• New Sparta Asset Management Limited (no longer appointed)

  FRN 718436 · Appointed 28 Sep 2015 · Until 13 Aug 2019

• Frame Capital UK Limited (no longer appointed)

  FRN 716668 · Appointed 14 Sep 2015 · Until 23 Sep 2016 · Tied agent

• Sisu Advisors Limited (no longer appointed)

  FRN 716508 · Appointed 11 Sep 2015 · Until 18 Oct 2018

• Kimura Capital LLP (no longer appointed)

  FRN 714962 · Appointed 25 Aug 2015 · Until 13 Feb 2019

No changes recorded yet.