Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Khepri Fund Management Limited (no longer approved here)

    FRN 193171

    • [FCA CF] Client dealing (1 Apr 2021 to 7 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
    • CF1 Director (AR) (1 Feb 2016 to 22 Jul 2022)
    • Responsible for Insurance Mediation (14 Sep 2012 to 3 Jun 2016)
    • CF1 Director (28 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Oct 2008 to 3 Jun 2016)
    • CF10 Compliance Oversight (28 Oct 2008 to 3 Jun 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (27 Sep 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Aug 2004)
    • CF3 Chief Executive (1 Dec 2001 to 1 Aug 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • [FCA CF] Client dealing (1 Apr 2021 to 6 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2022)
    • CF3 Chief Executive (6 Jun 2018 to 8 Dec 2019)
    • CF1 Director (AR) (22 Dec 2017 to 21 Feb 2022)
    • CF30 Customer (20 Jan 2016 to 4 Jan 2023)
    • CF11 Money Laundering Reporting (20 Jan 2016 to 3 Jun 2016)
    • CF8 Apportionment and Oversight (20 Jan 2016 to 15 Jul 2016)
    • CF10 Compliance Oversight (20 Jan 2016 to 3 Jun 2016)
    • CF1 Director (20 Jan 2016 to 8 Dec 2019)
  • Alpha Hawk Limited (no longer approved here)

    FRN 809452

    • Employed By (3 Apr 2019 to 4 Jan 2023)
  • Apex Investment Advisers Limited (no longer approved here)

    FRN 539747

    • (31)Employed By (22 Dec 2017 to 4 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apex Investment Advisers Limited

  2. controlled function added: (31)Employed By at Apex Investment Advisers Limited