Khepri Fund Management Limited

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FRN: 193171
Date authorised: 1 April 2013
Companies House: 03924137
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

95 Chancery Lane

London

Camden

WC2A 1DT

UNITED KINGDOM

Phone

+442033765900

Web

https://www.khepri.com
Complaints Contact

95 Chancery Lane

London

WC2A 1DT

UNITED KINGDOM

Phone

+442033765900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Morgan Metters
IRN MXM02207
- CF4 Partner (AR) (3 Nov 2016 to 18 Jul 2017)
Oksana Gonchar
IRN OXG01073
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2021)
- CF11 Money Laundering Reporting (31 Oct 2017 to 8 Dec 2019)
- CF1 Director (8 Oct 2014 to 8 Dec 2019)
- CF30 Customer (8 Oct 2014 to 8 Dec 2019)
Ousmene Jacques Mandeng
IRN OJM01007
- CF30 Customer (2 Feb 2016 to 7 Apr 2017)
Per Henrik Persson
IRN PHP01032
- CF30 Customer (30 Jun 2016 to 18 Sep 2019)
- CF1 Director (AR) (14 Jun 2016 to 18 Sep 2019)
Peter Connell
IRN PXC01442
- SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
- CF1 Director (16 Nov 2016 to 8 Dec 2019)
Peter Harald Irvin Hellman
IRN PHH01018
- CF30 Customer (1 Feb 2011 to 10 Jun 2011)
Peter Roy Helfet
IRN PRH01066
- CF1 Director (1 Dec 2001 to 17 Feb 2003)
Pierre Reza Siri
IRN PRS01218
- CF1 Director (AR) (24 Aug 2018 to 18 Sep 2019)
- CF30 Customer (24 Aug 2018 to 18 Sep 2019)
Pogos Saiadian
IRN PXS02676
- CF30 Customer (27 Oct 2015 to 31 Jul 2017)
- CF4 Partner (AR) (27 Oct 2015 to 31 Jul 2017)
Richard Jorgen Sem
IRN RJS01218
- CF1 Director (AR) (24 Nov 2015 to 2 Dec 2016)
- CF30 Customer (9 Jul 2015 to 23 Nov 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Sprints Partners LLP (no longer appointed)
FRN 745895 · Appointed 3 May 2016 · Until 18 Sep 2019
Rocksure Property Ltd (no longer appointed)
FRN 730527 · Appointed 30 Dec 2015 · Until 31 Jul 2018
Volpi Capital LLP (no longer appointed)
FRN 724818 · Appointed 9 Nov 2015 · Until 1 Oct 2018
Beacon Capital LLP (no longer appointed)
FRN 723250 · Appointed 26 Oct 2015 · Until 31 Aug 2016
TIA Capital Limited (no longer appointed)
FRN 722917 · Appointed 23 Oct 2015 · Until 18 Sep 2019
Syntaxis Capital LLP (no longer appointed)
FRN 719072 · Appointed 2 Oct 2015 · Until 31 Dec 2018
New Sparta Asset Management Limited (no longer appointed)
FRN 718436 · Appointed 28 Sep 2015 · Until 13 Aug 2019
Frame Capital UK Limited (no longer appointed)
FRN 716668 · Appointed 14 Sep 2015 · Until 23 Sep 2016 · Tied agent
Sisu Advisors Limited (no longer appointed)
FRN 716508 · Appointed 11 Sep 2015 · Until 18 Oct 2018
Kimura Capital LLP (no longer appointed)
FRN 714962 · Appointed 25 Aug 2015 · Until 13 Feb 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.