Khepri Fund Management Limited

• Principal Place of Business

  95 Chancery Lane

  London

  Camden

  WC2A 1DT

  UNITED KINGDOM

  Phone

  +442033765900

  Web

  https://www.khepri.com

• Complaints Contact

  95 Chancery Lane

  London

  WC2A 1DT

  UNITED KINGDOM

  Phone

  +442033765900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roberto Accornero

  IRN RXA01743

  • CF1 Director (AR) (10 May 2018 to 31 Jan 2019)
  • CF30 Customer (10 May 2018 to 31 Jan 2019)
• Roger Witton Spooner

  IRN RWS01061

  • CF30 Customer (21 Apr 2018 to 2 Nov 2018)
• Rupert William Swallow

  IRN RWS01143

  • CF4 Partner (AR) (11 Jan 2017 to 7 Nov 2018)
• Shahram Shoraka

  IRN SXS02211

  • CF30 Customer (12 Nov 2010 to 10 Jun 2011)
  • CF1 Director (12 Nov 2010 to 10 Jun 2011)
• Taha Hasan

  IRN TXH01552

  • CF4 Partner (AR) (26 Oct 2012 to 19 Feb 2013)
  • CF30 Customer (26 Oct 2012 to 19 Feb 2013)
• Tarun Jotwani

  IRN TXJ01075

  • CF30 Customer (1 Apr 2014 to 6 Apr 2016)
  • CF4 Partner (AR) (1 Apr 2014 to 6 Apr 2016)
• Tom Jorgensen

  IRN TXJ01109

  • CF30 Customer (17 Oct 2016 to 18 Oct 2018)
• Vesa Poikonen

  IRN VXP01215

  • CF30 Customer (28 Sep 2015 to 18 Oct 2018)
  • CF1 Director (AR) (28 Sep 2015 to 18 Oct 2018)
  • CF3 Chief Executive (AR) (28 Sep 2015 to 18 Oct 2018)
• Vladia Ballesteros

  IRN VXB01383

  • CF30 Customer (13 Oct 2017 to 28 Feb 2018)
• Voria Fattahi

  IRN VXF01038

  • CF30 Customer (3 Jan 2019 to 18 Sep 2019)

• Sprints Partners LLP (no longer appointed)

  FRN 745895 · Appointed 3 May 2016 · Until 18 Sep 2019

• Rocksure Property Ltd (no longer appointed)

  FRN 730527 · Appointed 30 Dec 2015 · Until 31 Jul 2018

• Volpi Capital LLP (no longer appointed)

  FRN 724818 · Appointed 9 Nov 2015 · Until 1 Oct 2018

• Beacon Capital LLP (no longer appointed)

  FRN 723250 · Appointed 26 Oct 2015 · Until 31 Aug 2016

• TIA Capital Limited (no longer appointed)

  FRN 722917 · Appointed 23 Oct 2015 · Until 18 Sep 2019

• Syntaxis Capital LLP (no longer appointed)

  FRN 719072 · Appointed 2 Oct 2015 · Until 31 Dec 2018

• New Sparta Asset Management Limited (no longer appointed)

  FRN 718436 · Appointed 28 Sep 2015 · Until 13 Aug 2019

• Frame Capital UK Limited (no longer appointed)

  FRN 716668 · Appointed 14 Sep 2015 · Until 23 Sep 2016 · Tied agent

• Sisu Advisors Limited (no longer appointed)

  FRN 716508 · Appointed 11 Sep 2015 · Until 18 Oct 2018

• Kimura Capital LLP (no longer appointed)

  FRN 714962 · Appointed 25 Aug 2015 · Until 13 Feb 2019

No changes recorded yet.