Date authorised
1 April 2013
Companies House
07987057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM
  • Complaints Contact

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bundeep Singh Rangar

    IRN BSR01011

    • CF1 Director (AR) (24 Mar 2022 to 3 Apr 2025)
    • CF30 Customer (21 Feb 2017 to 3 Apr 2025)
  • Byron Anthony Cooper-Fogarty

    IRN BAC01106

    • CF30 Customer (18 Jan 2016 to 1 Dec 2016)
  • Charles Stanley Boulas

    IRN CSB01130

    • CF30 Customer (6 Feb 2014 to 12 Apr 2017)
  • Claire Johanna Markham-Miller

    IRN CJM01445

    • CF30 Customer (31 Jul 2015 to 16 Oct 2015)
  • Colin Goldring

    IRN CXG01665

    • CF30 Customer (25 Feb 2015 to 15 Apr 2015)
    • CF1 Director (AR) (25 Feb 2015 to 15 Apr 2015)
  • Conor McInerney

    IRN CXM02184

    • CF1 Director (AR) (24 Jun 2016 to 15 Dec 2016)
    • CF30 Customer (24 Jun 2016 to 23 Jan 2017)
  • Constantine Pagonis

    IRN CXP01874

    • CF30 Customer (29 Jun 2016 to 16 May 2017)
    • CF1 Director (AR) (29 Jun 2016 to 16 May 2017)
  • Corrado Claudio Agusta

    IRN CCA01021

    • CF1 Director (AR) (2 Feb 2016 to 6 Aug 2019)
    • CF30 Customer (2 Feb 2016 to 6 Aug 2019)
  • DARSHAN MEDH

    IRN DXM02501

    • CF30 Customer (28 Mar 2014 to 2 Jun 2014)
    • CF3 Chief Executive (AR) (28 Mar 2014 to 2 Jun 2014)
    • CF1 Director (AR) (28 Mar 2014 to 2 Jun 2014)
  • Dalisha Patel

    IRN DXP02154

    • CF1 Director (AR) (14 Dec 2015 to 31 Mar 2017)
    • CF10 Compliance Oversight (10 Dec 2015 to 14 Mar 2017)
    • CF1 Director (29 Oct 2015 to 14 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.