Dalisha Patel

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bridgepoint Credit Management Limited (no longer approved here)

    FRN 915123

    • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2020 to 23 Oct 2020)
    • SMF16 Compliance Oversight (29 Apr 2020 to 23 Oct 2020)
  • Bridgepoint Credit Advisers UK Limited (no longer approved here)

    FRN 917748

    • SMF16 Compliance Oversight (28 Apr 2020 to 23 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2020 to 23 Oct 2020)
  • EQT Partners Limited (no longer approved here)

    FRN 917788

    • SMF16 Compliance Oversight (28 Apr 2020 to 26 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2020 to 26 Aug 2021)
  • EQT Services (UK) Limited (no longer approved here)

    FRN 577156

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Aug 2021)
    • CF10 Compliance Oversight (16 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Mar 2018 to 8 Dec 2019)
  • Broctagon Capital Limited (no longer approved here)

    FRN 757058

    • Employed By (7 Sep 2016 to 29 Mar 2017)
  • Kession Capital Limited (no longer approved here)

    FRN 582160

    • CF1 Director (AR) (14 Dec 2015 to 31 Mar 2017)
    • CF10 Compliance Oversight (10 Dec 2015 to 14 Mar 2017)
    • CF1 Director (29 Oct 2015 to 14 Mar 2017)
  • CrowdAhead Limited (no longer approved here)

    FRN 615502

    • Employed By (14 Dec 2015 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.