Date authorised
1 April 2013
Companies House
07987057
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM
  • Complaints Contact

    Huw Powell & Paul Wood both of BTG Begbies Traynor (Central) LLP
    3rd Floor
    Castlemead
    Lower Castle Street
    Bristol
    BS1 3AG
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nikolai Alexander Ueker

    IRN NAU00008

    • CF1 Director (AR) (13 Oct 2015 to 30 Aug 2017)
    • CF30 Customer (13 Oct 2015 to 30 Aug 2017)
  • Panos Anagnostopoulos

    IRN PXA01531

    • CF1 Director (AR) (8 Apr 2014 to 14 Dec 2015)
    • CF30 Customer (20 Mar 2014 to 14 Dec 2015)
  • Pantelakis Michail

    IRN PXM02766

    • CF30 Customer (7 Sep 2016 to 29 Mar 2017)
    • CF1 Director (AR) (7 Sep 2016 to 29 Mar 2017)
  • Patrick Fietje

    IRN PXF01134

    • CF30 Customer (8 May 2014 to 23 Sep 2016)
  • Paul Julian Mann

    IRN PJM01289

    • CF30 Customer (28 Oct 2016 to 4 Apr 2017)
    • CF1 Director (AR) (28 Oct 2016 to 4 Apr 2017)
  • Peter Blagden

    IRN PXB02206

    • CF1 Director (AR) (6 Jan 2016 to 30 Aug 2017)
    • CF30 Customer (5 Jan 2016 to 30 Aug 2017)
  • Philip Charles Fitzwilliam Cadiz

    IRN PXC01474

    • CF1 Director (AR) (27 Aug 2015 to 7 Apr 2016)
    • CF30 Customer (27 Aug 2015 to 7 Apr 2016)
  • Priya Oberoi-Cattai

    IRN PXU01027

    • CF1 Director (AR) (17 Apr 2014 to 25 Jan 2024)
    • CF30 Customer (10 Apr 2014 to 25 Jan 2024)
  • Rezaah Ahmad

    IRN RXA01342

    • CF1 Director (AR) (9 Jul 2015 to 13 Sep 2016)
    • CF30 Customer (9 Jul 2015 to 13 Sep 2016)
  • Riccardo Porcelli

    IRN RXP02312

    • CF30 Customer (26 Aug 2016 to 9 Mar 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.