Paul Julian Mann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credo Capital Limited

    FRN 192204

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Aug 2015 to 8 Dec 2019)
  • Masthaven Finance Limited (no longer approved here)

    FRN 300606

    • SMF3 Executive Director (9 Dec 2019 to 14 Jun 2021)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (6 Nov 2019 to 14 Jun 2021)
    • CF2 Non Executive Director (25 Apr 2018 to 6 Nov 2019)
  • Kession Capital Limited (no longer approved here)

    FRN 582160

    • CF30 Customer (28 Oct 2016 to 4 Apr 2017)
    • CF1 Director (AR) (28 Oct 2016 to 4 Apr 2017)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (2 Apr 2012 to 30 Apr 2015)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF30 Customer (1 Nov 2007 to 19 Jun 2008)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.