Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Jun 2017 to 29 Jan 2018)
- CF11 Money Laundering Reporting (1 Jun 2017 to 29 Jan 2018)
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- CF1 Director (AR) (8 Apr 2014 to 14 Dec 2015)
- CF30 Customer (20 Mar 2014 to 14 Dec 2015)
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- Employed By (20 Mar 2014 to 14 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.