Kellands (Gloucester) Limited

• Principal Place of Business

  2 Ripple Court

  Brockeridge Park

  Twyning

  Tewkesbury

  Glos

  GL20 6FD

  UNITED KINGDOM

  Phone

  +4401684850088

  Web

  https://www.kelland.co.uk

• Complaints Contact

  2 Ripple Court

  Brockeridge Park

  Twyning

  Tewkesbury

  Glos

  GL20 6FD

  UNITED KINGDOM

  Phone

  +4401684850088

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to not brokering credit for the purpose of increasing funds available for investment.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip Robert Sinclair Gunn

  IRN PRG00005

  • CF21 Investment Adviser (9 Jul 2002 to 23 Jan 2004)
• Richard Hylton Sagar

  IRN RXS00112

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (29 Aug 2007 to 31 Oct 2007)
• Rupert Guy Lankester

  IRN RGL00010

  • CF30 Customer (1 Nov 2007 to 24 Aug 2011)
  • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
• Russell Collins

  IRN RXC76798

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Sian James

  IRN SXJ00544

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• Stephen Christopher Mark Kelland

  IRN SMK00011

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
  • SMF16 Compliance Oversight (since 13 Oct 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 29 Mar 2017)
  • Responsible for Insurance Mediation (29 Mar 2017 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (27 Aug 2009 to 24 Jan 2013)
  • CF10 Compliance Oversight (27 Aug 2009 to 24 Jan 2013)
  • CF1 Director (2 Sep 2004 to 8 Dec 2019)
  • CF3 Chief Executive (2 Sep 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Sep 2004 to 31 Mar 2009)
• Thomas Frederick Binstead

  IRN TFB01029

  • CF30 Customer (2 Nov 2015 to 4 Oct 2019)
• Thomas Reginald Beaver Roberts

  IRN TRR00001

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 2 Aug 2021)
  • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
• Wayne Neville

  IRN WXN00002

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 15 Sep 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2010 to 8 Dec 2019)

No changes recorded yet.