Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kellands (Gloucester) Limited
FRN 143312
- SMF16 Compliance Oversight (since 13 Oct 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 29 Mar 2017)
- Responsible for Insurance Mediation (29 Mar 2017 to 30 Sep 2018)
- CF11 Money Laundering Reporting (27 Aug 2009 to 24 Jan 2013)
- CF10 Compliance Oversight (27 Aug 2009 to 24 Jan 2013)
- CF8 Apportionment and Oversight (2 Sep 2004 to 31 Mar 2009)
- CF3 Chief Executive (2 Sep 2004 to 8 Dec 2019)
- CF1 Director (2 Sep 2004 to 8 Dec 2019)
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Kellands (Bristol) Limited
FRN 196145
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Oct 2021)
- SMF16 Compliance Oversight (since 13 Oct 2021)
- SMF3 Executive Director (since 11 Jun 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (25 Jun 2015 to 8 Dec 2019)
- CF2 Non Executive Director (21 May 2002 to 25 Jun 2015)
- CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
- CF1 Director (1 Dec 2001 to 21 May 2002)
- CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2002)
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- SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2021)
- CF3 Chief Executive (14 Jul 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.