Date authorised
1 April 2013
Companies House
05017193
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297
  • Complaints Contact

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +4401737233297

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For Eligible Counterparty, Professional, Retail (Investment), Life and annuity, Linked long-term

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited arranging (bringing about) deals in investments and making arrangements in investments in the rights under the scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugh Bennie McKee

    IRN HBM01015

    • SMF3 Executive Director (10 Dec 2018 to 31 Jan 2019)
    • CF1 Director (16 Oct 2014 to 9 Dec 2018)
  • Ian Donald Cormack

    IRN IDC01037

    • SMF14 Senior Independent Director (16 Nov 2021 to 10 May 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 10 May 2023)
    • CF2 Non Executive Director (4 Apr 2016 to 4 Apr 2016)
    • SIMF12 Chair of the Remuneration Committee (4 Apr 2016 to 9 Dec 2018)
  • Irina Kendix

    IRN IXK01387

    • SMF5 Head of Internal Audit (since 25 Sep 2024)
  • James Alexander Brown

    IRN JAB01509

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 1 Apr 2026)
  • James Annand Fraser

    IRN JAF01157

    • CF2 Non Executive Director (17 Feb 2010 to 6 Mar 2016)
  • James Henry Pearce

    IRN JHP01043

    • [FCA CF] Significant management (10 Dec 2018 to 14 Apr 2020)
  • Jane Anne Kennedy

    IRN JAK01120

    • CF1 Director (28 Jun 2016 to 1 Aug 2017)
  • Jason Causer

    IRN JKC01035

    • [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Jan 2021)
  • Jason Morrone

    IRN JXM36941

    • [FCA CF] Manager of certification employee (11 Jan 2021 to 26 Jul 2021)
  • Jayne Louise Winthrop

    IRN JXW01472

    • [FCA CF] Significant management (since 3 Feb 2026)
    • [FCA CF] Significant management (17 Jul 2024 to 24 Feb 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.