James Alexander Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SECURE TRUST BANK PUBLIC LIMITED COMPANY
FRN 204550
- SMF9 Chair of the Governing Body (since 14 May 2024)
Just Retirement Limited (no longer approved here)
FRN 232595
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 1 Apr 2026)
Partnership Life Assurance Company Limited (no longer approved here)
FRN 436171
- Director of firm who is not a certification employee or a SMF manager (1 Nov 2023 to 1 Apr 2026)
Sainsbury's Bank Plc (no longer approved here)
FRN 184514
- (292)SMF3 Executive Director (27 Aug 2019 to 11 Apr 2024)
- (293)SMF1 Chief Executive (27 Aug 2019 to 11 Apr 2024)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF29 Significant management (4 Sep 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.