James Henry Pearce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Just Retirement Limited (no longer approved here)
FRN 232595
- [FCA CF] Significant management (10 Dec 2018 to 14 Apr 2020)
Partnership Life Assurance Company Limited (no longer approved here)
FRN 436171
- [FCA CF] Significant management (10 Dec 2018 to 14 Apr 2020)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 15 May 2010)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 15 May 2010)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (6 Dec 2002 to 18 Dec 2003)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.