Juniper Partners Limited

Date authorised
17 July 2014
Companies House
SC366565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Walker Street
    Edinburgh
    Midlothian
    EH3 7HR
    UNITED KINGDOM
    Phone
    +4401313780500
    Web
    https://www.junipartners.com

  • Complaints Contact

    28 Walker Street
    Edinburgh
    Midlothian
    EH3 7HR
    UNITED KINGDOM
    Phone
    +4401313780519

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rona Helen Grant

    IRN RHG01033

    • SMF16 Compliance Oversight (8 Feb 2021 to 1 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2025)
    • CF11 Money Laundering Reporting (10 Dec 2018 to 8 Dec 2019)
  • Steven Anderson Budge

    IRN SAB01326

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (17 Jul 2014 to 8 Dec 2019)
    • CF1 Director (17 Jul 2014 to 8 Dec 2019)
  • Steven John Ross

    IRN SXR00327

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Steven Kean Davidson

    IRN SKD01036

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (17 Jul 2014 to 8 Dec 2019)
  • Steven McGregor Cowie

    IRN SMC01116

    • CF1 Director (17 Jul 2014 to 19 Dec 2018)
    • CF10 Compliance Oversight (17 Jul 2014 to 19 Dec 2018)
    • CF11 Money Laundering Reporting (17 Jul 2014 to 19 Dec 2018)
  • Stuart Watson Paul

    IRN SWP01016

    • SMF9 Chair of the Governing Body (since 30 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.