Date authorised
1 April 2009
Companies House
OC341246
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    70 Conduit St
    London
    W1S 2GF
    UNITED KINGDOM
    Phone
    +4402072202300
  • Complaints Contact

    70 Conduit St
    London
    W1S 2GF
    UNITED KINGDOM
    Phone
    +4402072202300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacques van Oorschot

    IRN JXV00238

    • CF1 Director (AR) (5 Jul 2025 to 3 Oct 2025)
  • Jeremy Michael Isaacs

    IRN JMI01005

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
  • Joanna Nader

    IRN JEN01016

    • CF4 Partner (1 Apr 2009 to 3 Aug 2018)
    • CF30 Customer (1 Apr 2009 to 3 Aug 2018)
  • Kevin John Woolford

    IRN KJW01087

    • CF30 Customer (9 Jul 2010 to 8 Dec 2019)
  • Peter Michael Sugarman

    IRN PMS01103

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
  • Roger Benjamin Nagioff

    IRN RBN01001

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
  • Thomas Cuvelier

    IRN TXC01278

    • CF30 Customer (16 Apr 2012 to 27 Jun 2016)
  • Warren Adam Lawson

    IRN WAL01015

    • CF30 Customer (9 Apr 2009 to 31 Jul 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.