Peter Michael Sugarman

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABEX UK Derivatives Limited

    FRN 1033792

    • SMF3 Executive Director (since 22 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Dec 2025)
    • SMF16 Compliance Oversight (since 22 Dec 2025)
  • JRJ Ventures LLP

    FRN 494188

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2009 to 8 Dec 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF2 Non Executive Director (28 Mar 2012 to 1 Mar 2016)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF2 Non Executive Director (29 Mar 2011 to 1 Mar 2016)
    • CF29 Significant management (2 Jun 2010 to 18 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.