Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2009 to 8 Dec 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 May 2025)
    • CF2 Non Executive Director (20 Nov 2012 to 8 Dec 2019)
    • CF28 Systems and controls (16 May 2012 to 1 Nov 2012)
  • Marex Financial (no longer approved here)

    FRN 442767

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 May 2025)
    • CF2 Non Executive Director (20 Nov 2012 to 8 Dec 2019)
    • CF28 Systems and controls (16 May 2012 to 1 Nov 2012)
    • CF1 Director (21 Feb 2011 to 1 Nov 2012)
    • CF3 Chief Executive (21 Feb 2011 to 1 Nov 2012)
    • CF29 Significant management (8 Jun 2010 to 12 Jan 2011)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF2 Non Executive Director (19 Feb 2004 to 8 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.