JPRS (South West) Limited

• Principal Place of Business

  Town Hall House

  Bovey Tracey

  Newton Abbot

  Devon

  TQ13 9EQ

  UNITED KINGDOM

  Phone

  +4401626833225

  Web

  https://www.loughtons.co.uk

• Complaints Contact

  Town Hall House

  Bovey Tracey

  Newton Abbot

  Devon

  TQ13 9EQ

  UNITED KINGDOM

  Phone

  +441626833225

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Allan Hellier

  IRN JAH00090

  • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2020)
  • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
  • CF1 Director (1 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2010 to 8 Dec 2019)
• Lucy Kathrine Loughton

  IRN LKL01009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF3 Executive Director (since 8 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Maximillian John Griffiths Taylor

  IRN MXT00525

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2023)
  • [FCA CF] Client dealing (since 9 Aug 2023)
• Peter John Blackburn

  IRN PJB00108

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2021)
  • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Nov 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2020)
  • CF30 Customer (1 Dec 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2010 to 8 Dec 2019)
  • CF1 Director (1 Dec 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Dec 2010 to 30 Sep 2018)
• Richard Dominic Loughton

  IRN RDL00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 3 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2021)
  • Responsible for Insurance Distribution (since 5 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF1 Director (1 Dec 2010 to 8 Dec 2019)
  • CF30 Customer (1 Dec 2010 to 8 Dec 2019)
• Steven Keith Randall

  IRN SKR00003

  • CF1 Director (1 Dec 2010 to 2 Jan 2014)
  • CF30 Customer (1 Dec 2010 to 2 Jan 2014)
• William Geoffrey Loughton

  IRN WXL09862

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 8 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)

No changes recorded yet.