Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stover Financial Planners Ltd
FRN 931893
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
- [FCA CF] Client dealing (since 19 Nov 2020)
- Responsible for Insurance Distribution (since 16 Nov 2020)
- SMF16 Compliance Oversight (since 16 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Nov 2020)
- SMF3 Executive Director (since 16 Nov 2020)
- Responsibility for MCD Intermediation (since 16 Nov 2020)
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- SMF3 Executive Director (9 Dec 2019 to 6 Jan 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 24 Nov 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 24 Nov 2020)
- Responsible for Insurance Mediation (1 Dec 2010 to 30 Sep 2018)
- CF30 Customer (1 Dec 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2010 to 8 Dec 2019)
- CF1 Director (1 Dec 2010 to 8 Dec 2019)
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- (3)Employed By (22 Jul 2004 to 8 Apr 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.