Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPRS (South West) Limited (no longer approved here)

    FRN 525567

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2020)
    • CF10 Compliance Oversight (1 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2010 to 8 Dec 2019)
    • CF1 Director (1 Dec 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.