Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Sherman

    IRN JXS04351

    • [FCA CF] Manager of certification employee (since 22 Dec 2025)
    • [FCA CF] Material risk taker (since 22 Dec 2025)
  • Jonathan Simon

    IRN JXS01228

    • [FCA CF] Material risk taker (17 Feb 2023 to 4 Mar 2025)
  • Jorn Rose

    IRN JXR01723

    • CF28 Systems and controls (19 Mar 2008 to 3 Dec 2013)
  • Karen Frances Prooth

    IRN KFP01009

    • Director of firm who is not a certification employee or a SMF manager (since 11 Mar 2024)
    • CF14 Risk Assessment (29 Oct 2003 to 18 Jun 2007)
  • Karen Ward

    IRN KJW01111

    • [FCA CF] Manager of certification employee (13 Jan 2025 to 7 May 2025)
  • Kate Jones

    IRN KXJ01065

    • SMF9 Chair of the Governing Body (since 16 Jun 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 Jun 2020)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
  • Kathryn Standley

    IRN KJS01081

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Katy Thorneycroft

    IRN KEW01020

    • [FCA CF] Manager of certification employee (since 26 May 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Ketki Mahendra Miles

    IRN KXM01144

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Jul 2003)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Jul 2003)
  • Lan-Chun Wu

    IRN LXW00230

    • [FCA CF] Material risk taker (16 Dec 2021 to 20 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.