Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 4 Jul 2025)
    • [FCA CF] Manager of certification employee (13 Jan 2025 to 7 May 2025)
    • [FCA CF] Material risk taker (3 Jan 2023 to 8 Jul 2025)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • [FCA CF] Manager of certification employee (13 Jan 2025 to 7 May 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.