Ketki Mahendra Miles

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (19 Nov 2019 to 17 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Oct 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 17 Mar 2020)
    • CF29 Significant management (18 Jul 2013 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (29 Jun 2005 to 9 Nov 2006)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Jul 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (19 Nov 2019 to 17 Feb 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Oct 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 17 Mar 2020)
    • CF29 Significant management (18 Jul 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (19 Nov 2019 to 17 Feb 2020)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF17 Significant Mgt (Other Business Operations) (26 Mar 2003 to 29 Jul 2003)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Jul 2003)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Jul 2003)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Jul 2003)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 29 Jul 2003)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 29 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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