Date authorised
1 April 2013
Companies House
SC019438
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020
  • Complaints Contact

    J P Morgan, 60 Victoria Embankment
    London
    City Of London
    EC4Y 0JP
    UNITED KINGDOM
    Phone
    +440800204020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mario Gabriel Shamtani

    IRN MXS12214

    • [FCA CF] Manager of certification employee (29 Sep 2023 to 30 Jan 2025)
  • Marion Mulvey

    IRN MXM11746

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2023)
  • Mark Campbell-James

    IRN MXC00633

    • [FCA CF] Manager of certification employee (since 1 Jun 2022)
  • Mark Davids

    IRN MRD01045

    • [FCA CF] Manager of certification employee (since 13 Aug 2024)
    • [FCA CF] Material risk taker (since 16 Sep 2020)
  • Mark Edward Michael Norris

    IRN MXN01080

    • CF20 Significant Mgt (Settlements) (13 Jun 2006 to 29 Sep 2006)
    • CF17 Significant Mgt (Other Business Operations) (26 Jan 2006 to 29 Sep 2006)
  • Mark Ferguson

    IRN MXF01112

    • [FCA CF] Material risk taker (since 8 Nov 2022)
  • Mark Golding

    IRN MXG34611

    • [FCA CF] Material risk taker (11 Aug 2020 to 26 Aug 2022)
  • Mark Simon Tickle

    IRN MST01035

    • CF1 Director (13 May 2003 to 11 Mar 2005)
    • CF13 Finance (13 May 2003 to 11 Mar 2005)
    • CF19 Significant Mgt (Financial Resources) (13 May 2003 to 11 Mar 2005)
  • Mary Ellen Sally Ballard

    IRN MEB01143

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)
  • Matthew LeBlanc

    IRN MXL00602

    • [FCA CF] Material risk taker (since 30 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.