JPMorgan Funds Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
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Complaints Contact
J P Morgan, 60 Victoria EmbankmentLondonCity Of LondonEC4Y 0JPUNITED KINGDOM- Phone
- +440800204020
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mario Gabriel Shamtani
IRN MXS12214
- [FCA CF] Manager of certification employee (29 Sep 2023 to 30 Jan 2025)
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Marion Mulvey
IRN MXM11746
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2023)
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Mark Campbell-James
IRN MXC00633
- [FCA CF] Manager of certification employee (since 1 Jun 2022)
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Mark Davids
IRN MRD01045
- [FCA CF] Manager of certification employee (since 13 Aug 2024)
- [FCA CF] Material risk taker (since 16 Sep 2020)
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Mark Edward Michael Norris
IRN MXN01080
- CF20 Significant Mgt (Settlements) (13 Jun 2006 to 29 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (26 Jan 2006 to 29 Sep 2006)
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Mark Ferguson
IRN MXF01112
- [FCA CF] Material risk taker (since 8 Nov 2022)
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Mark Golding
IRN MXG34611
- [FCA CF] Material risk taker (11 Aug 2020 to 26 Aug 2022)
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Mark Simon Tickle
IRN MST01035
- CF1 Director (13 May 2003 to 11 Mar 2005)
- CF13 Finance (13 May 2003 to 11 Mar 2005)
- CF19 Significant Mgt (Financial Resources) (13 May 2003 to 11 Mar 2005)
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Mary Ellen Sally Ballard
IRN MEB01143
- CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
- CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)
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Matthew LeBlanc
IRN MXL00602
- [FCA CF] Material risk taker (since 30 Oct 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Wal-Mart Stores (UK) Limited (no longer appointed)
FRN 201686 · Appointed 11 May 2000 · Until 20 Feb 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.