Mary Ellen Sally Ballard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)
  • JPMorgan Funds Limited (no longer approved here)

    FRN 119346

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF15 Internal Audit (31 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.