JPMorgan Asset Management (UK) Limited

• Principal Place of Business

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Annelie Gunnarstedt

  IRN AMG01159

  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Anthony Carter

  IRN AXC02181

  • CF30 Customer (10 May 2012 to 22 Jun 2015)
• Anthony David Mitchell

  IRN ADM01098

  • CF30 Customer (28 Dec 2017 to 8 Dec 2019)
• Anthony Joseph Morose

  IRN AJM01576

  • CF29 Significant management (1 Nov 2007 to 3 Nov 2008)
  • CF20 Significant Mgt (Settlements) (21 Feb 2007 to 31 Oct 2007)
  • CF17 Significant Mgt (Other Business Operations) (21 Feb 2007 to 31 Oct 2007)
• Anthony Lynch

  IRN AGL01061

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Sep 2011 to 8 Dec 2019)
• Anthony Woodson

  IRN AHW01024

  • [FCA CF] Material risk taker (26 Oct 2021 to 20 Oct 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2023)
  • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
• Anton Pil

  IRN AXP01382

  • CF27 Investment Management (1 Dec 2001 to 13 May 2003)
• Antony Vallee

  IRN AXV01180

  • CF30 Customer (1 Nov 2007 to 12 Feb 2018)
  • CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
• Anuj Arora

  IRN AXA02643

  • SMF18 Other Overall Responsibility (since 29 Mar 2022)
  • [FCA CF] Manager of certification employee (20 Aug 2020 to 29 Mar 2022)
  • [FCA CF] Material risk taker (17 Jan 2020 to 29 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2024)
  • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
• Arjun Vij

  IRN AXV01494

  • CF30 Customer (2 Feb 2016 to 30 Dec 2016)

No changes recorded yet.