Anthony Woodson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (24 May 2022 to 13 Nov 2023)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Material risk taker (26 Oct 2021 to 20 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Nov 2023)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2023)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • GAMCO Asset Management (UK) Limited (no longer approved here)

    FRN 197343

    • CF1 Director (1 Dec 2001 to 1 Oct 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2004)
    • CF27 Investment Management (1 Dec 2001 to 9 Oct 2004)
    • CF3 Chief Executive (1 Dec 2001 to 1 Oct 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.