JPMorgan Asset Management (UK) Limited

• Principal Place of Business

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Louise Duquenne

  IRN LXD19449

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2022)
  • CF30 Customer (30 Aug 2019 to 8 Dec 2019)
• Louise Favre-Gilly

  IRN LXF81441

  • [FCA CF] Client dealing (1 Jun 2020 to 26 Jan 2021)
• Lovjit Thukral

  IRN LST01021

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2022)
  • CF30 Customer (20 Mar 2018 to 8 Dec 2019)
• Lucy Parken

  IRN LAP01047

  • [FCA CF] Client dealing (since 24 Dec 2020)
  • [FCA CF] Manager of certification employee (28 Apr 2023 to 31 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (27 Mar 2006 to 31 Oct 2007)
• Lucy Reid

  IRN LXR08418

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
• Luis Carrillo

  IRN LXC00666

  • [FCA CF] Client dealing (since 20 May 2025)
  • [FCA CF] Manager of certification employee (since 20 May 2025)
• Luiz Vitoria

  IRN LXV36860

  • SMF4 Chief Risk (since 10 Oct 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2022)
• Luke Richdale

  IRN LCR01010

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2025)
  • CF30 Customer (6 Mar 2018 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Oct 2002 to 31 Dec 2003)
  • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
• MASSIMO PIERO FRANCO GRECO

  IRN MPG01079

  • SMF18 Other Overall Responsibility (16 Mar 2020 to 20 Oct 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Mar 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Mar 2020)
  • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
• MATTEO MAGNANI

  IRN MXM04146

  • CF30 Customer (10 Dec 2016 to 30 Jun 2019)

No changes recorded yet.